3 The Riemann Zeta Function

Recall that the Riemann zeta function is defined by

ζ(s)=n=11ns

for Re(s)>1.

Remarkable properties:

Notation. f(x)g(x) means f(x)g(x)f(x). σ means that the constant in can depend on σ.

Lemma 3.1. Assuming that:

  • σ>1

  • t

Then |ζ(σ+it)|σ1.

Proof. By the Euler product formula,

ζ(σ+it)=p(1pσit)1,

hence

|ζ(σ+it)|=p|1pσit|1.

By the triangle inequality,

1pσ|1pσit|1+|pσit|=1+pσ.

Hence,

p(1pσ)1|ζ(σ+it)|p(1=pσ)1.

Note that these products converge if and only if ppσ converges, and this sum converges by the comparison test.

Lemma 3.2 (Polynomial growth of eta in half-planes).

  • (i)
    f(ζ) extends to a meromorphic function on , with the only pole being a simple pole which is at s=1.
  • (ii)
    Let k0 be an integer. Then, for Re(s)k and |s1|110 we have |ζ(s)|k|s|k+2+1.

Proof. Let k0 be an integer.

We claim that there exist polynomials Pk, Qk of degree k+1 and such that for Re(s)>1,

ζ(s)=1s1+Qk(s)+s(s+1)(s+k)1Pk({t})ts+k+1dt.(∗)

First assume () holds.

Then, since Pk({t})k1, for Re(s)>k12, |s1|110, () gives |ζ(s)|k|s|k+2+1. So (ii) follows.

For (i), using analytic continuation and (), it suffices to show that the RHS of () is meromorphic for Re(s)>k, with the only pole a simple one at s=1.

Suffices to show that

1Pk({t})ts+k+1dt

is analytic for Re(s)>k.

This follows from the following criterion: If U is open, f:U× is piecewise continuous, and if sf(s,t) is analytic in U for any t, then f(s,t)dt is analytic in U, provided that |f(s,t)|dt is bounded on compact subsets of U.

Applying this with f(s,t)=Pk({t})ts+k+1𝟙[1,) concludes the proof of (i) assuming ().

We are left with proving (). We use induction on k.

Case k=0: By Partial Summation,

ζ(s)=n=11ns=s1uus+1du(apply partial summation to nxns and let x)=s11usdu1{u}us+1du=1s1+1s1{u}us+1du

Take P0(u)=u, Q0(u)=1.

Case k+1 assuming k: Let

ck=01Pk({t})dt.

For Re(s)>1, we have

ζ(s)=1s1+Qk(s)+cks(s+1)(s+k1)+s(s+1)(s+k)1Pk({t})ckts+k+1dt.

Let

Pk+1(u)=0u(Pk(t)ck)dt.

This is a polynomial of degree k+2. By integration by parts,

1Pt({t})ckts+k+1dt=(s+k+1)1Pk+1({u})us+k+1du.

Substituting this into the previous equation, we get that case k+1 follows.

The Gamma function

Definition (Gamma function). For Re(s)>0, let

Γ(s)=0ts1etdt.

Lemma 3.3. Γ(s) is analytic for Re(s)>0.

Proof. Apply the same criterion for integral of analytic function being analytic as in the previous lemma, taking f(s,t)=ts1et𝟙[0,)(t).

Note that for 0<σ1Re(s)σ2,

|f(s,t)|dt01tσ11etdt+1tσ21etdt<.

Lemma (Functional equation for Γ). The Γ function extends meromorphically to , with the only poles being simple poles at s=0,1,2,.

Moreover:

  • (i) Γ(s+1)=sΓ(s) for s.
  • (ii) Γ(s)Γ(1s)=πsin(πs) for all s (Euler reflection formula).

Proof.

  • (i) For Re(s)>0, by integration by parts,
    0tsetdt=s0ts1etdt.

    This proves (i) for Re(s)>0.

    Now for any k, for Re(s)>0 we have

    Γ(s)=Γ(s+k)(s+k1)(s+1)s.

    The RHS is analytic for Re(s)>k, so can use analytic continuation to extend Γ(s) meromorphically to Re(s)>k, with the only poles being simple poles at s=0,1,,k,1.

    Let k.

  • (ii) Since both sides are analytic in , by analytic continuation, it suffices to prove the formula for 0<s<1.

    Now, for any t>0,

    ts1Γ(s1)=ts10useudu=0vsevtdt(u=vt)

    Multiply by et and integrate, and use Fubini to get

    Γ(s)Γ(s1)=00vsevtdvetdt=00e(v+1)tdtvsdv=0vs1+vdv=e(1s)x1+exdx(v=ex)

    Hence, the remaining task is to show

    e(1s)x1+exdx=πsin(πs).

    We will do this next time.

Theorem 3.4 (Functional equation for zeta). Assuming that:

  • ξ(s)=12s(s1)πs2Γ(ss)ζ(s) for s

Then ξ is an entire function and ξ(s)=ξ(1s) for s. Hence
πs2Γ(s2)ζ(s)=π1s2Γ(1s2)ζ(1s)

for s{0,1}.

Proof. Let Re(s)>1. Then,

Γ(s2)=0ts21etdt.

Make the change of variables f=πn2u to get

Γ(s2)=πs2ns0us21eπn2udu.

Hence

πs2nsΓ(s2)=0us21eπn2udu.

Summing over n and using Fubini,

πs2Γ(s2)ζ(s)=n=10us21eπn2udu=120us21(𝜃(u)1)du𝜃(u)=n=eπn2u=1201us21(𝜃(u)1)du+121us21(𝜃(u)1)du()

By the functional equation

𝜃(u)=1u𝜃(1u),

we have

01us21(𝜃(u)1)du=01us232𝜃(1u)du01us21du=1vs+12𝜃(v)dv01us21du(u=1v)=1vs+12(𝜃(v)1)dv+1vs+12dv1s1201us21du1s2

Plugging this into (), we get

πs2Γ(s2)ζ(s)=121(us+12+us21)(𝜃(u)1)du1s(s1).

Hence

ξ(s)=12+14s(s1)1(us+12+us21)(𝜃(u)1)du.(∗∗)

Since |𝜃(u)1|eπu, applying the criterion for integrals of analytic functions being analytic, we see that ξ(s) is entire. So by analytic continuation, () holds for all s.

Moreover, the expression for ζ(s) is symmetric with respect to s1s, so ξ(s)=ξ(1s), s.

Corollary 3.5 (Zeroes and poles of zeta). The ζ function extends to a meromorphic function in and it has

  • (i)
    Only one pole, which is a simple pole at s=1, residue 1.
  • (ii)
    Simple zeroes at s=2,4,6,.
  • (iii)
    Any other zeroes satisfy 0Re(s)1.

Proof.

  • (ii) – (iii) Follows from the lemma on polynomial growth of ζ on vertical lines.
  • (ii) – (iii) We know ζ(s)0 for Re(s)>1. We want to show that if ζ(s)=0 and Re(s)>0 then s{2,4,6,} and s is a simple zero.

    Let Re(s)>0. By the functional equation for ζ,

    ζ(s)=πs120Γ(1s2)Γ(s2)ζ(1s).

    We claim that Γ(s)0 for all s. By the Euler reflection formula,

    Γ(s)Γ(1s)sin(πs)=π,

    for s.

    If Γ(s)=0, then Γ has a pole at 1s. Hence, 1s=n for some n0 integer. But then s=n+1, and Γ(n+1)=n!0.

    We conclude that for Re(s)<0,

    ζ(s)=0s2 is a pole of Γs=2n,n

    Since the poles of Γ are simple, ζ has a simple zero at s=2n, n.

3.1 Partial fraction approximation of ζ

This is a formula for ζ(s)ζ(s).

For the proof we need a lemma. We write, for z, r>0,

B(z0,r)={z:|zz0|<r}B(z0,r)¯={z:|zz0|r}B(z0,r)={z:|zz0|=r}

Lemma 3.6 (Borel-Caratheodory Theorem). Assuming that:

  • 0<r<R

  • f analytic in B(0,R)¯, with f(0)=0

Then
sup|z|r|f(z)|2rRrsup|z|=RRe(f(z)).

Proof. This is Exercise 10 on Example Sheet 2.

Lemma 3.7 (Landau). Assuming that:

  • z0 and r>0

  • f analytic in B(z0,r)

  • for some M>1 we have |f(z)|<eM|f(z0)| for all zB(z0,r)

Then for zB(z0,r4),
|f(z)f(z)ρZ1zρ|96Mr,

where Z is the set of zeroes of f in B(z0,r2)¯, counted with multiplicities.

Note. If f is a polynomial, we can factorise

f(z)=aρ(zρ),

and then

f(z)f(z)=(logf(z))=(loga+ρ log (zρ))=ρ1zρ

Proof. Let

g(z)=f(z)ρZ(zρ).

Then g is analytic and non-vanishing in B(z0,r2)¯. Note that

g(z)g(z)=f(z)f(z)ρZ1zρ

((f1fn)f1fn=i=1nf1f1).

Hence, it suffices to prove

|g(z)g(z)|96Mr

for zB(z0,r4). Write

h(z)=g(z0+z)g(z0).

Then h is analytic and non-vanishing in B(0,r2)¯, and h(0)=1. We want to show

|h(z)h(z)|96Mr

for zB(0,r4).

For all z0B(0,r) we have

|h(z)|=|f(z0+z)f(z0)ρZz0ρz0+zρ||f(z0+z)f(z0)|<eM

since

|z0ρ|r2=rr2|z0+zρ|

for zB(0,r).

By the maximum modulus principle, |h(z)|<eM for zB(0,r2)¯, so

Re log h(z)= log |h(z)|<M.

By the Borel-Caratheodory Theorem with radii 3r8, r4 we have for for zB(0,3r8),

|logh(z)|2r43r8r4M=4M.

Now, for zB(0,r4), Cauchy’s theorem gives us

|h(z)h(z)|=|12πiB(0,3r8) log h(w)(zw)2dw|12π2π3r84M(3r8r4)2=96Mr

Theorem 3.8 (Partial Fraction approximation of zetazeta).

  • (i) Let s=σ+it with |σ|10, s1 and ζ(s)0. Then
    ζ(s)ζ(s)=1s1+|ρs|1101sρ+O( log (|t|+2)).

    where the sum is over the zeroes ρ of ζ counted with multiplicity.

  • (ii) For any T0, there are log(T+2) many zeroes ρ of ζ (counted with multiplicity) with |Im(ρ)|[T,T+1].

Proof. We apply Landau with z0=2+it, r=50, with f(s)=(s1)ζ(s).

By the lemma on polynomial growth of ζ on vertical lines, for σ+itB(z0,50), we have

|f(s)|C(|t|+52)(|t+2)50Cexp(51 log (|t|+52))Cexp(51 log (|t|+52))|f(z)|

(|ζ(z+it)|1).

Let sB(z0,252). Then Landau gives us

f(s)f(s)=1s1+ζ(s)ζ(s)=|ρz0|2S1sρ+O( log (|t|+2))()

Since B(z0,252) contains all the points s=σ+it with |σ|10, it suffices to show

|ρz0|25|ρs|>1101sρ=O( log (|t|+2)).(∗∗)

Substituting s=z0 in (), we get

|ρz0|251z0ρ=O(|ζ(z0)ζ(z0)|+1+log(|t|+2))=O(log(|t|+2))

since

|ζ(2+it)ζ(2+it)|=|n=1Λ(n)n2+it|n=1Λ(n)n2=ζ(2)ζ(2)

Taking real parts,

|ρz0|252Re(ρ)|z0ρ|2=O( log (|t|+2)).

Since Re(ρ)1,

|ρz0|251|z0ρ|2=O( log (|t|+2)).

This proves part (ii). It gives also () since the sum there contains O(log(|t|+2)) zeros.

3.2 Zero-free region

Proposition 3.9. Assuming that:

  • σ>1 and t

Then
3ζζ(σ)+4Re(ζζ(σ+it))+Re(ζζ(σ+2it))0.(∗∗)

Proof. Recall that

ζζ(s)=n=1Λ(n)ns,

where Λ is the von Mangoldt function function, and Re(s)>1.

Taking linear combinations, the LHS of () becomes

n=1Λ(n)3+4Re(nit)+Re(n2it)nσ=n=1Λ(n)3+4cos(t log n)+cos(2+ log n)nσ

(Re(niu)=cos(u log n)).

We are done by the inequality:

3+4cosα+cos2α=2(1+cosα)20

for α.

Theorem 3.10 (Zero-free region). There is a constant c>0 such that ζ(σ+it)0 whenever σ>1clog(|t|+2). In particular, ζ(s)0 for Re(s)=1.

PIC

Proof. Let σ[1,2] and t. Suppose ζ(β+it). uwe know that β1. We know that ζ has no zeroes in some ball B(1,r) for some r>0 (otherwise the entire function (s1)ζ(s) would have an accumulation point for its zeros).

Choosing c>0 small enough, we can assume that |t|r. By the key inequality for ζζ,

3ζζ(σ)+4Re(ζζ(σ+it)).+Re(ζζ(σ+2it)).0.

Apply partial fraction decomposition of ζζ. So

ζζ(s)=1s1+|sρ|1101sρ+O( log (|t|+2)).(∗∗)

(t=Im(s)).

Since Re(ρ)1 for any zero ρ,

Re1σ+iuρ=σRe(ρ)|σ+iuρ|20

(σ>1).

Discarding terms, we get

3σ1+4σβClog(|t|+2).

Take σ=1+sclog(|t|+2), and assume β1clog(|t|+2) to get

3log(|t|+2)5c+4log(|t|+2)6cC(log|t|+2).

Take c=116C to get a contradiction.

Theorem 3.11 (Bounding zetazeta). Assuming that:

  • c>0 sufficiently small

  • T0

  • Re(s)10

  • |Im(s)|[T,T+1]

  • s is at least distance clog(T+2) away from any zero or pole

Then
|ζ(s)ζ(s)|c(log(T+2))2.

Proof. If s=σ+it with σ>10, then

|ζ(s)ζ(s)|=|n=1Λ(n)ns|n=1Λ(n)nσ1

Assume then that Re(s)[10,10]. Apply (). Each term satisfies

1|sρ|log(T+2)c1|s1|log(T+2)c

We know that there are O(log(T+2)) zeros with multiplicity having imaginary part [T2,T+2]. The claim follows from triangle inequality.