3 The Riemann Zeta Function

Recall that the Riemann zeta function is defined by

ζ(s)=∑n=1∞1ns

for Re⁡(s)>1.

Remarkable properties:

Notation. f(x)≍g(x) means f(x)≪g(x)≪f(x). ≍σ means that the constant in ≪ can depend on σ.

Lemma 3.1. Assuming that:

  • σ>1

  • t∈ℝ

Then |ζ(σ+it)|≍σ1.

Proof. By the Euler product formula,

ζ(σ+it)=∏p(1−p−σ−it)−1,

hence

|ζ(σ+it)|=∏p|1−p−σ−it|−1.

By the triangle inequality,

1−p−σ≤|1−p−σ−it|≤1+|p−σ−it|=1+p−σ.

Hence,

∏p(1−p−σ)−1≥|ζ(σ+it)|≥∏p(1=p−σ)−1.

Note that these products converge if and only if ∑⁡pp−σ converges, and this sum converges by the comparison test. □

Lemma 3.2 (Polynomial growth of eta in half-planes).

  • (i)
    f(ζ) extends to a meromorphic function on ℂ, with the only pole being a simple pole which is at s=1.
  • (ii)
    Let k≥0 be an integer. Then, for Re⁡(s)≥−k and |s−1|≥110 we have |ζ(s)|≪k|s|k+2+1.

Proof. Let k≥0 be an integer.

We claim that there exist polynomials Pk, Qk of degree ≤k+1 and such that for Re⁡(s)>1,

ζ(s)=1s−1+Qk(s)+s(s+1)⋯(s+k)∫1∞Pk({t})ts+k+1dt.(∗)

First assume (∗) holds.

Then, since Pk({t})≪k1, for Re⁡(s)>−k−12, |s−1|≥110, (∗) gives |ζ(s)|≪k|s|k+2+1. So (ii) follows.

For (i), using analytic continuation and (∗), it suffices to show that the RHS of (∗) is meromorphic for Re⁡(s)>−k, with the only pole a simple one at s=1.

Suffices to show that

∫1∞Pk({t})ts+k+1dt

is analytic for Re⁡(s)>−k.

This follows from the following criterion: If U⊆ℂ is open, f:U×ℝ→ℂ is piecewise continuous, and if s↦f(s,t) is analytic in U for any t∈ℝ, then ∫ℝf(s,t)dt is analytic in U, provided that ∫ℝ|f(s,t)|dt is bounded on compact subsets of U.

Applying this with f(s,t)=Pk({t})ts+k+1𝟙[1,∞) concludes the proof of (i) assuming (∗).

We are left with proving (∗). We use induction on k.

Case k=0: By Partial Summation,

ζ(s)=∑n=1∞1ns=s∫1∞⌊u⌋us+1du(apply partial summation to ∑n≤xn−s and let x→∞)=s∫1∞1usdu−∫1∞{u}us+1du=1s−1+1−s∫1∞{u}us+1du

Take P0(u)=u, Q0(u)=1.

Case k+1 assuming k: Let

ck=∫01Pk({t})dt.

For Re⁡(s)>1, we have

ζ(s)=1s−1+Qk(s)+cks(s+1)⋯(s+k−1)+s(s+1)⋯(s+k)∫1∞Pk({t})−ckts+k+1dt.

Let

Pk+1(u)=−∫0u(Pk(t)−ck)dt.

This is a polynomial of degree ≤k+2. By integration by parts,

∫1∞Pt({t})−ckts+k+1dt=(s+k+1)∫1∞Pk+1({u})us+k+1du.

Substituting this into the previous equation, we get that case k+1 follows. □

The Gamma function

Definition (Gamma function). For Re⁡(s)>0, let

Γ(s)=∫0∞ts−1e−tdt.

Lemma 3.3. Γ(s) is analytic for Re⁡(s)>0.

Proof. Apply the same criterion for integral of analytic function being analytic as in the previous lemma, taking f(s,t)=ts−1e−t𝟙[0,∞)(t).

Note that for 0<σ1≤Re⁡(s)≤σ2,

∫ℝ|f(s,t)|dt≤∫01tσ1−1e−tdt+∫1∞tσ2−1e−tdt<∞.□

Lemma (Functional equation for Γ). The Γ function extends meromorphically to ℂ, with the only poles being simple poles at s=0,−1,−2,….

Moreover:

  • (i) Γ(s+1)=sΓ(s) for s∈ℂ.
  • (ii) Γ(s)Γ(1−s)=πsin⁡(πs) for all s∈ℂ (Euler reflection formula).

Proof.

  • (i) For Re⁡(s)>0, by integration by parts,
    ∫0∞tse−tdt=s∫0∞ts−1e−tdt.

    This proves (i) for Re⁡(s)>0.

    Now for any k∈ℕ, for Re⁡(s)>0 we have

    Γ(s)=Γ(s+k)(s+k−1)⋯(s+1)s.

    The RHS is analytic for Re⁡(s)>−k, so can use analytic continuation to extend Γ(s) meromorphically to Re⁡(s)>−k, with the only poles being simple poles at s=0,−1,…,−k,−1.

    Let k→∞.

  • (ii) Since both sides are analytic in ℂ∖ℤ, by analytic continuation, it suffices to prove the formula for 0<s<1.

    Now, for any t>0,

    ts−1Γ(s−1)=ts−1∫0∞u−se−udu=∫0∞v−se−vtdt(u=vt)

    Multiply by e−t and integrate, and use Fubini to get

    Γ(s)Γ(s−1)=∫0∞∫0∞v−se−vtdve−tdt=∫0∞∫0∞e−(v+1)tdtv−sdv=∫0∞v−s1+vdv=∫−∞∞e(1−s)x1+exdx(v=ex)

    Hence, the remaining task is to show

    ∫−∞∞e(1−s)x1+exdx=π sin ⁡(πs).

    We will do this next time.

□

Theorem 3.4 (Functional equation for zeta). Assuming that:

  • ξ(s)=12s(s−1)π−s∕2Γ(ss)ζ(s) for s∈ℂ

Then ξ is an entire function and ξ(s)=ξ(1−s) for s∈ℂ. Hence
π−s∕2Γ(s2)ζ(s)=π−1−s2Γ(1−s2)ζ(1−s)

for s∈ℂ∖{0,1}.

Proof. Let Re⁡(s)>1. Then,

Γ(s2)=∫0∞ts2−1e−tdt.

Make the change of variables f=πn2u to get

Γ(s2)=πs∕2ns∫0∞us2−1e−πn2udu.

Hence

π−s2n−sΓ(s2)=∫0∞us2−1e−πn2udu.

Summing over n∈ℕ and using Fubini,

π−s2Γ(s2)ζ(s)=∑n=1∞∫0∞us2−1e−πn2udu=12∫0∞us2−1(𝜃(u)−1)du𝜃(u)=∑n=−∞∞e−πn2u=12∫01us2−1(𝜃(u)−1)du+12∫1∞us2−1(𝜃(u)−1)du(∗)

By the functional equation

𝜃(u)=1u𝜃(1u),

we have

∫01us2−1(𝜃(u)−1)du=∫01us2−32𝜃(1u)du−∫01us2−1du=∫1∞v−s+12𝜃(v)dv−∫01us2−1du(u=1v)=∫1∞v−s+12(𝜃(v)−1)dv+∫1∞v−s+12dv⏟1s−12−∫01us2−1du⏟1s2

Plugging this into (∗), we get

π−s2Γ(s2)ζ(s)=12∫1∞(u−s+12+us2−1)(𝜃(u)−1)du−1s(s−1).

Hence

ξ(s)=−12+14s(s−1)∫1∞(u−s+12+us2−1)(𝜃(u)−1)du.(∗∗)

Since |𝜃(u)−1|≪e−πu, applying the criterion for integrals of analytic functions being analytic, we see that ξ(s) is entire. So by analytic continuation, (∗∗) holds for all s∈ℂ.

Moreover, the expression for ζ(s) is symmetric with respect to s↦1−s, so ξ(s)=ξ(1−s), s∈ℂ. □

Corollary 3.5 (Zeroes and poles of zeta). The ζ function extends to a meromorphic function in ℂ and it has

  • (i)
    Only one pole, which is a simple pole at s=1, residue 1.
  • (ii)
    Simple zeroes at s=−2,−4,−6,….
  • (iii)
    Any other zeroes satisfy 0≤Re⁡(s)≤1.

Proof.

  • (ii) – (iii) Follows from the lemma on polynomial growth of ζ on vertical lines.
  • (ii) – (iii) We know ζ(s)≠0 for Re⁡(s)>1. We want to show that if ζ(s)=0 and Re⁡(s)>0 then s∈{−2,−4,−6,…} and s is a simple zero.

    Let Re⁡(s)>0. By the functional equation for ζ,

    ζ(s)=πs−12⏟≠0Γ(1−s2)Γ(s2)ζ(1−s).

    We claim that Γ(s)≠0 for all s∈ℂ. By the Euler reflection formula,

    Γ(s)Γ(1−s)sin⁡(πs)=π,

    for s∈ℂ.

    If Γ(s)=0, then Γ has a pole at 1−s. Hence, 1−s=−n for some n≥0 integer. But then s=n+1, and Γ(n+1)=n!≠0.

    We conclude that for Re⁡(s)<0,

    ζ(s)=0⟺s2 is a pole of Γ⟺s=−2n,n∈ℕ

    Since the poles of Γ are simple, ζ has a simple zero at s=−2n, n∈ℕ. □

3.1 Partial fraction approximation of ζ

This is a formula for ζ′(s)ζ(s).

For the proof we need a lemma. We write, for z∈ℂ, r>0,

B(z0,r)={z∈ℂ:|z−z0|<r}B(z0,r)¯={z∈ℂ:|z−z0|≤r}∂B(z0,r)={z∈ℂ:|z−z0|=r}

Lemma 3.6 (Borel-Caratheodory Theorem). Assuming that:

  • 0<r<R

  • f analytic in B(0,R)¯, with f(0)=0

Then
sup⁡|z|≤r|f(z)|≤2rR−rsup⁡|z|=RRe⁡(f(z)).

Proof. This is Exercise 10 on Example Sheet 2. □

Lemma 3.7 (Landau). Assuming that:

  • z0∈ℂ and r>0

  • f analytic in B(z0,r)

  • for some M>1 we have |f(z)|<eM|f(z0)| for all z∈B(z0,r)

Then for z∈B(z0,r∕4),
|f′(z)f(z)−∑ρ∈Z1z−ρ|≤96Mr,

where Z is the set of zeroes of f in B(z0,r∕2)¯, counted with multiplicities.

Note. If f is a polynomial, we can factorise

f(z)=a∏ρ(z−ρ),

and then

f′(z)f(z)=(log⁡f(z))′=(log⁡a+∑ρ log ⁡(z−ρ))′=∑ρ1z−ρ

Proof. Let

g(z)=f(z)∏ρ∈Z(z−ρ).

Then g is analytic and non-vanishing in B(z0,r∕2)¯. Note that

g′(z)g(z)=f′(z)f(z)−∑ρ∈Z1z−ρ

((f1−fn)′f1−fn=∑⁡i=1nf1′f1).

Hence, it suffices to prove

|g′(z)g(z)|≤96Mr

for z∈B(z0,r∕4). Write

h(z)=g(z0+z)g(z0).

Then h is analytic and non-vanishing in B(0,r∕2)¯, and h(0)=1. We want to show

|h′(z)h(z)|≤96Mr

for z∈B(0,r∕4).

For all z0∈∂B(0,r) we have

|h(z)|=|f(z0+z)f(z0)∏ρ∈Zz0−ρz0+z−ρ|≤|f(z0+z)f(z0)|<eM

since

|z0−ρ|≤r2=r−r2≤|z0+z−ρ|

for z∈∂B(0,r).

By the maximum modulus principle, |h(z)|<eM for z∈B(0,r∕2)¯, so

Re⁡ log ⁡⁡h(z)= log ⁡⁡|h(z)|<M.

By the Borel-Caratheodory Theorem with radii 3r8, r4 we have for for z∈B(0,3r∕8),

|log⁡h(z)|≤2r43r8−r4M=4M.

Now, for z∈B(0,r∕4), Cauchy’s theorem gives us

|h′(z)h(z)|=|12πi∫∂B(0,3r∕8) log ⁡h(w)(z−w)2dw|≤12π⋅2π3r84M(3r8−r4)−2=96Mr□

Theorem 3.8 (Partial Fraction approximation of zeta′∕zeta).

  • (i) Let s=σ+it with |σ|≤10, s≠1 and ζ(s)≠0. Then
    ζ′(s)ζ(s)=−1s−1+∑|ρ−s|≤1101s−ρ+O( log ⁡(|t|+2)).

    where the sum is over the zeroes ρ of ζ counted with multiplicity.

  • (ii) For any T≥0, there are ≪log⁡(T+2) many zeroes ρ of ζ (counted with multiplicity) with |Im⁡(ρ)|∈[T,T+1].

Proof. We apply Landau with z0=2+it, r=50, with f(s)=(s−1)ζ(s).

By the lemma on polynomial growth of ζ on vertical lines, for σ+it∈B(z0,50), we have

|f(s)|≤C(|t|+52)(|t+2)50≤Cexp⁡(51 log ⁡(|t|+52))≪Cexp⁡(51 log ⁡(|t|+52))|f(z)|

(|ζ(z+it)|≍1).

Let s∈B(z0,252). Then Landau gives us

f′(s)f(s)=1s−1+ζ′(s)ζ(s)=∑|ρ−z0|≤2S1s−ρ+O( log ⁡(|t|+2))(∗)

Since B(z0,252) contains all the points s=σ+it with |σ|≤10, it suffices to show

∑|ρ−z0|≤25|ρ−s|>1101s−ρ=O( log ⁡(|t|+2)).(∗∗)

Substituting s=z0 in (∗), we get

∑|ρ−z0|≤251z0−ρ=O(|ζ′(z0)ζ(z0)|+1+log⁡(|t|+2))=O(log⁡(|t|+2))

since

|ζ′(2+it)ζ(2+it)|=|∑n=1∞Λ(n)n−2+it|≤∑n=1∞Λ(n)n−2=−ζ(2)ζ(2)

Taking real parts,

∑|ρ−z0|≤252−Re⁡(ρ)|z0−ρ|2=O( log ⁡(|t|+2)).

Since Re⁡(ρ)≤1,

∑|ρ−z0|≤251|z0−ρ|2=O( log ⁡(|t|+2)).

This proves part (ii). It gives also (∗∗) since the sum there contains O(log⁡(|t|+2)) zeros. □

3.2 Zero-free region

Proposition 3.9. Assuming that:

  • σ>1 and t∈ℝ

Then
3ζ′ζ(σ)+4Re⁡(ζ′ζ(σ+it))+Re⁡(ζ′ζ(σ+2it))≤0.(∗∗)

Proof. Recall that

ζ′ζ(s)=−∑n=1∞Λ(n)ns,

where Λ is the von Mangoldt function function, and Re⁡(s)>1.

Taking linear combinations, the LHS of (∗∗) becomes

−∑n=1∞Λ(n)3+4Re⁡(nit)+Re⁡(n−2it)nσ=−∑n=1∞Λ(n)3+4 cos ⁡(t log ⁡n)+ cos ⁡(2+ log ⁡n)nσ

(Re⁡(niu)= cos ⁡⁡(u log ⁡⁡n)).

We are done by the inequality:

3+4cos⁡α+ cos ⁡2α=2(1+ cos ⁡α)2≥0

for α∈ℝ. □

Theorem 3.10 (Zero-free region). There is a constant c>0 such that ζ(σ+it)≠0 whenever σ>1−clog⁡(|t|+2). In particular, ζ(s)≠0 for Re⁡(s)=1.

PIC

Proof. Let σ∈[1,2] and t∈ℝ. Suppose ζ(β+it). uwe know that β≤1. We know that ζ has no zeroes in some ball B(1,r) for some r>0 (otherwise the entire function (s−1)ζ(s) would have an accumulation point for its zeros).

Choosing c>0 small enough, we can assume that |t|≥r. By the key inequality for ζ′ζ,

3ζ′ζ(σ)+4Re⁡(ζ′ζ(σ+it)).+Re⁡(ζ′ζ(σ+2it)).≤0.

Apply partial fraction decomposition of ζ′ζ. So

ζ′ζ(s)=−1s−1+∑|s−ρ|≤1101s−ρ+O( log ⁡(|t|+2)).(∗∗)

(t=Im⁡(s)).

Since Re⁡(ρ)≤1 for any zero ρ,

Re⁡1σ+iu−ρ=σ−Re⁡(ρ)|σ+iu−ρ|2≥0

(σ>1).

Discarding terms, we get

−3σ−1+4σ−β≤Clog⁡(|t|+2).

Take σ=1+sclog⁡(|t|+2), and assume β≥1−clog⁡(|t|+2) to get

−3log⁡(|t|+2)5c+4log⁡(|t|+2)6c≤C(log⁡|t|+2).

Take c=116C to get a contradiction. □

Theorem 3.11 (Bounding zeta′∕zeta). Assuming that:

  • c>0 sufficiently small

  • T≥0

  • Re⁡(s)≥−10

  • |Im⁡(s)|∈[T,T+1]

  • s is at least distance clog⁡(T+2) away from any zero or pole

Then
|ζ′(s)ζ(s)|≪c(log⁡(T+2))2.

Proof. If s=σ+it with σ>10, then

|ζ′(s)ζ(s)|=|∑n=1∞Λ(n)n−s|≤∑n=1∞Λ(n)n−σ≪1

Assume then that Re⁡(s)∈[−10,10]. Apply (∗∗). Each term satisfies

1|s−ρ|≤log⁡(T+2)c1|s−1|≤log⁡(T+2)c

We know that there are O(log⁡(T+2)) zeros with multiplicity having imaginary part ∈[T−2,T+2]. The claim follows from triangle inequality. □

TODO