Ramsey Theory
Lectured by Maria Ivan
Contents
1 Ramsey’s Theorem
Notation.
,
for a
set ,
,
.
Given a 2-colouring of ,
are we guaranteed to have an infinite monochromatic set (i.e.
,
infinite such that the
colouring is constant on )?
Example.
-
(1)
red if
even, odd otherwise. Then
works.
-
(2)
red if
is even, blue otherwise. Then
works.
-
(3)
red if
has an even number of distinct prime divisors, and blue otherwise. No explicit
is known!
Theorem 1.1 (Ramsey’s Theorem for pairs).
Assuming that:
Then there exists
infinite monochromatic.
Proof.
Pick .
Then there exists an infinite set
such that
for all .
Pick
and find
(infinite) such that
for all .
Keep on doing this. We end up with
and
such that
for all .
One colour appears infinitely many times .
Now note
is a monochromatic set. □

Remark.
-
(1)
The same proof works for
colours. This is referred to as a “-pass”
proof. Alternatively: if we have colours ,
then we can consider
to be red, and everything else to be blue. Then using the above result and induction, we get an
alternative way to prove the theorem for greater than
colours.
-
(2)
Infinite monochromatic is very different than arbitrarily large monochromatic.
For example: suppose we write ,
,
and so on. Say
is red if there exists
such that ,
and blue otherwise. Then there exist arbitrarily large monochromatic red sets, but no infinite
monochromatic red set.
What about
with ?
Example.
,
,
red if and
only if .
Then is
monochromatic.
Theorem 1.2 (Ramsey’s Theorem for -sets).
Assuming that:
Then there exists a monochromatic infinite set.
Proof.
pigeonhole,
is Theorem 1.1. Prove this by induction.
Assume it is true for .
Given ,
we must find
(infinite and monochromatic). Pick .
Look at the
sets of .
Define
via .
By induction there exists
such that
is constant on it, say constantly equal to .
Now pick
and induce
defined by .
By induction there exists
such that
is constant on it, say equal to .
Continuing this, we end up with
and sets
such that
with
for all ,
.
Some colour must appear infinitely many times: say .
Check:
is monochromatic. □
Example.
Applications:
-
(1)
In a totally ordered set, any sequence has a monotone subsequence.
Proof.
Let the sequence be .
Say
is red if ,
and blue otherwise. By Theorem 1.1, we may find
monochromatic. If
is red, then the sequence
is increasing, and if
is blue then the sequence is strictly decreasing. □
-
(2)
Using a slightly adjusted argument, we can insist that the function given by
is either concave or convex.
We do this by: for a triple
we colour it convex or concave. Then apply Theorem 1.2.
From Theorem 1.2 we can deduce:
Theorem 1.3 (Finite Ramsey).
Assuming that:
Then there exists
such that whenever is
-coloured, we can find a
monochromatic set of size .
Proof.
Suppose not. Then for each
we can find with no monochromatic
-sets. Note that there are only
finitely many ways to -colour
. So infinitely
many will
agree on .
Pick such
that for all ,
We can do the same on
and produce some
such that
is constant on .
Continuing this, we get .
They satisfy:
-
(1)
There is no monochromatic -set
for any
(because ).
-
(2)
These ’s
are nested:
for .
Finally: colour
via , where
is any
integer .
One can see that this is well defined, and gives a contradiction to Theorem 1.2. □
Remark.
-
(1)
This proof gives no bound on this .
There are other proofs that give some bounds.
-
(2)
This is a “proof by compactness”: what we (essentially) showed is that
with the product topology is (sequentially) compact. If you prefer, the product topology can be thought
of as the topology derived from the metric
|
What happens if we have
with
being potentially infinite?
Theorem 1.4 (Canonical Ramsey Theorem).
Assuming that:
Then there exists an infinite set
such that one of the following holds:
-
(i)
is constant on .
-
(ii)
is injective on .
-
(iii)
if and only if
for ,
in .
-
(iv)
if and only if ,
for all ,
.
Proof.
We colour an element
of
as follows: We say that it is red if ,
and blue otherwise.
By Ramsey’s Theorem for -sets,
there exists an infinite set
that is monochromatic under this colouring.
-
(1)
Suppose
is red. Then
is constant on .
Let ,
.
Pick
(in )
bigger than all .
Then
hence .
Also, ,
so .
So
is constant on .
-
(2)
Now let’s assume
is blue. So for
we have .
Next: colour
as follows: we will say that
is green if ,
and purple otherwise. By Ramsey’s Theorem for -sets
we can pick infinite
monochromatic.
We claim that cannot be
green. This is because if
is green, let
in .
Then:
But using these we get , which
contradicts the fact that
is blue.
Therefore is
purple: for
we have .
Next we colour as
follows: is orange if
, and white otherwise. Again,
by Ramsey’s Theorem for -sets
we can pick an infinite
such that it is monochromatic with respect to this colouring.
We claim that cannot be orange.
If it is, then we again consider :
Hence , which
contradicts the fact that
is blue.
Therefore
is white. This finally tells us (using earlier working) that given any pair disjoint edges, the colours must
be different.
Now, we colour
via: yellow if
, and pink otherwise. By
Ramsey’s Theorem for -sets,
there is an infinite
that is monochromatic.
We claim that is not
yellow. If it is, then given ,
we have ,
which contradicts blueness.
Thus for any
in , we
have .
Finally: we colour
with 4 colours, with
coloured according to:
-
turquoise if
and
-
magenta if
and
-
cyan if
and
-
maroon if
and
By Ramsey’s Theorem for -sets,
there exists a monochromatic set .
It cannot be turquoise because
contradicts .
Then:
Theorem 1.5.
Assuming that:
Then we can find an infinite set
and such
that for any
in , and
in
we have
if and
only if
for all .
Example.
In the previous theorem:
-
(i)
-
(ii)
-
(iii)
-
(iv)
These colourings are call the
“canonical colourings” of .
Proof.
Exercise. Note that this proof is examinable (because the ideas are exactly the same as those
in the previous theorem). □
1.1 Van der Waerden’s Theorem
We will colour .
Aim 1: Whenever we -colour
, we find a monochromatic
arithmetic progression of length
for any .
The abbreviation A.P. can be used to mean “arithmetic progression”, i.e. a sequence of the form
.
Aim 2: For any ,
there exists such
that whenever
are -coloured,
there exists a monochromatic arithmetic progression of length
.
This is equivalent to Aim 1, by using a proof by compactness argument like before:
If Aim 2 is not true, then we can find
such that infinitely many agree on .
Of those infinitely many agree on ,
etc. Keep going (as before), and then get a colouring of
without a monochromatic
arithmetic progression of length .
The other direction is easier.
We will show something a bit stronger (because it turns out to be easier): we will prove Aim 2 but with
colours.
This is in contrast with the earlier theorems, where the proofs were slightly easier to think about with just 2
colours.
Example.
and are
focused at .
Theorem 1.7.
Assuming that:
Then we can find a monochromatic
arithmetic progression of length
(equivalently,
for any
we
find an
that works).
Proof.
Claim: For any
there exists an
such that if
is -coloured
then either:
The proof is by induction on .
Base case we
can take ,
since 2 numbers will have the same colour.
Suppose the result is true for
and let
be an
that satisfies the property in the claim.
We will show that
works for . Let
be a colouring. We will
split the ground set into
blocks of length .
Call the blocks .
If there exists a monochromatic arithmetic progression of length
in this
colouring, then we are done. So assume not.
By the induction hypothesis, the first half of each
has colour-focused arithmetic
progressions of length .
Because ,
each block also contains their focus.
For a set , there are
exactly ways to
-colour it. So there
exists two blocks
and
that are identically coloured.
Let be the
colour-focused arithmetic
progressions in .
Then are the
corresponding ones in .
Let be the
focus in , so
therefore is
the focus in .
Now take
for , and
. Since
, we have
. So all
of these sequences
are focused at .
We know that and
are monochromatic
by the choice of ,
. Why colour focused?
have different colours by induction
hypothesis. Also, because
was assumed to have no monochromatic arithmetic progression of length
, the colours of
must be different to all the
colours of the above arithmetic
progressions of length . Thus
we have colour-focused
arithmetic progressions of length
in .
□
Remark.
The idea of looking at all the possible colouring of a set is referred to as the “product argument”.
The Van der Waerden number
is the smallest such
that whenever
is -coloured,
there exists a monochromatic arithmetic progression of length
.
Proof above claims that msup
for a tower of size .
“tower-type bound”.
Theorem 1.8 (Van der Waerden).
Assuming that:
Then there exists an
such
that whenever we
-colour
we can find a monochromatic
arithmetic progression of length
.
Recall that we defined
to be the smallest (if it
exists) such that whenever
is -coloured,
there exists a monochromatic arithmetic progression of length
.
Proof.
This will be by induction on .
For any :
is trivial.
is pigeonhole.
is Theorem 1.7.
Assume that this is true for some
fixed, but for any .
In other words,
exists for all .
Claim: For every
there exists
such that we always have one of the following:
When
we are done by looking at the focus. Now we prove the claim. We will prove it by induction on
.
For we can
take .
Now assume that the result is true for
and that there does not exist a monochromatic arithmetic progression of length
. We will
show that
works for ,
then will
work for .
Aim: whenever we -colour
we can find
colour-focused arithmetic
progressions of length .
Let ,
etc, i.e.
for
.
Let us look at the indices of these blocks. I colour
with
colours
like so:
|
We therefore colour with
colours. By the definition of
, there exists a monochromatic
arithmetic progression of length
(with respect to ).
Say .
So the respective blocks are
identically coloured. Look at .
It has length , so by
induction contains
colour-focused arithmetic
progressions of length
together with their focus.
Let for
. Let
be their focus.
Look at ,
.
They are monochromatic because the blocks are identically coloured and the
s are monochromatic.
Since the colour of is
the colour of and the
s are colour-focused, we
must have that the s
have pairwise distinct colours.
Remember that the s are
are focused at and the
colour of is different
than the colour of all the s.
Note .
Look at . This is an arithmetic
progression of length
and monochromatic and of a different colour from all of the
s.
Enough to show
for all , which is
equivalent to , which
is true as all the s
are focused at .
□
Non-examinable: what about bounds?
We define the Ackermann hierarchy to be the seqeunce of functions
by
Observe:
msupmsup
These functions grow very fast.
We say that a function
is of type if
there exists
such that
Our bound on
was of type .
If you check our proof carefully, then
(as a function of ) is
bounded by a “type ”
bound.
Define: . Then our proof gives a
bound that grows faster than any .
Remark.
This is often a feature of a double induction proof.
It was believed that
does indeed grow this fast.
Shelah (1987) found a proof by just induction on ,
and showed that .
A prize of $1000 was placed by Graham to show that .
Gowers (1998) showed that ,
which is “almost type 2”.
The best lower bound is .
Corollary.
Whenever
is finitely coloured, there exists a colour class that contains arbitrarily long arithmetic progressions.
What about infinite monochromatic arithmetic progressions
No, for example:
-
(1)
colour
red,
blue,
red, etc
-
(2)
Or “just do it”: the set of arithmetic progressions in
is countable. So let them be .
Pick
in ,
and colour
red,
blue. Next go to
and select
in .
Colour
red,
blue. Keep going...
Theorem 1.9 (Strengthened Van Waerden).
Assuming that:
Then there exists
such that whenever
is
-coloured,
there exists a monochromatic
arithmetic progression of length
together with their common
differences, i.e. the set
is monochromatic.
Proof.
By induction on the number of colours.
is trivial.
Assume that the case for
colours is true. So there exists
that works for
and .
We will show that
works for
and .
If
are -coloured,
then there exists a monochromatic arithmetic progression (say red) of length ,
say .
If any of
is red, then we are done: e.g.
for some .
If not, the set
is -coloured..
This involves a
colouring on ,
therefore there exist
and
the same colour. This translates to
monochromatic. □
Remark.
is known as Schur’s Theorem: we can always find
monochromatic (for finite colouring of ).
In other words, there exists a monochromatic solution to .
Can deduce Schur from Ramsey for pairs:
then we induce as
follows: . By Ramsey’s
Theorem for -sets,
there exists
such that .
Then
|
Get
and
monochromatic.
1.2 The Hales-Jewett Theorem
Let be a finite
set and is words
of length on
the alphabet .
Definition 1.10 (Combinatorial line).
A combinatorial line in
is a set
of the following form:
|
Example.
and we want
combinatorial lines in .
If , we
get:
If we
get:
, then
Example.
,
, or if
.
Theorem 1.11 (The Hales-Jewett Theorem).
Assuming that:
Then there exists
such
that whenever we
-colour
there
exists a monochromatic
combinatorial line.
Exercise: Suppose you play Naughts and Crosses with
in a
line and you play it in high enough dimensions. Show it cannot be a draw (assuming optimal play). Moreover,
it is a first player win. Hint: Strategy stealing.
Definition 1.12.
If I have a combinatorial line
in ,
then I can order
if and only if
for all .
Let
denote the first point in this ordering, and let
denote the last point in this ordering.
Definition 1.13.
Let
be combinatorial lines. We call them focussed if
for all .
For a fixed colouring, they are colour focused if they are focused and
monochromatic for each ,
and they have different colours.
Proof of The Hales-Jewett Theorem.
The proof is by induction on the size of the alphabet, i.e. .
is trivially true.
Assume
and assume
exists for all .
Claim: for every
there exists such
that in
Then we are done by
and looking at the focus.
Now we prove the claim:
: look in
We can
take .
Now assume
and that is
suitable for . We
will show that
is suitable for .
Let for
convenience.
Need: given a
-colouring of
with no monochromatic combinatorial
lines, we can find colour-focused
combinatorial lines. Look at
as , with
.
Let us colour
as follows:
|
By The Hales-Jewett Theorem there exists a combinatorial lines
with active
coordinates
such that
|
But now this induces
where for any
. By the definition
of , there exist
colour-focused
combinatorial lines (for )
, focused at
, and with active
coordinates .
Finally: look at the combinatorial lines that start at
and active coordinates
. These give
combinatorial lines, and the
combinatorial lines that starts at
with active coordinates .
All focused at .
Then done. □
Definition 1.14 (-dimensional space).
A -dimensional
space or a
-point parameter set is a
set such that there exists
disjoint and ,
and if
and only if:
Theorem 1.15 (The Extended Hales-Jewett Theorem).
Assuming that:
Then there exists
such that whenever
is
-coloured, there
exists a
-point
parameter set monochromatic.
Definition 1.16 (Homothetic copy).
Let
be a finite set of points in .
A homothetic copy of
is a set of the form .
Theorem 1.17 (Gallai’s Theorem).
Assuming that:
-
finite
-
-colouring
of
Proof.
.
Let
be a colouring.
We colour
(for
large enough) as follows:
|
By The Hales-Jewett Theorem, there exists a monochromatic combinatorial line in
with active
coordinates .
Then
has the same colour for all .
Done as this is a copy of
translate by ,
and dilation factor .
□
2 Partition Regular Equations
Schur’s theorem: has
monochromatic solutions (if
is finitely coloured).
Van der Waerden:
such that the system
has a monochromatic solution.
Main aim: decide when a system of equations is ‘partition regular’.
Definition (Partition regular).
Let
be a matrix over
and we say that
is partition regular (PR) if
whenever is finitely coloured,
there exists a monochromatic
such that .
Example.
-
(1)
Schur: says
is partition regular.
-
(2)
Van der Waerden: says
|
is partition regular.
-
(3)
is partition regular.
-
(4)
is partition regular (just take all to be equal).
-
(5)
?
Don’t know yet.
-
(6)
Non-example: .
Need .
Colour
by setting
to be red if the biggest power of
dividing it is even, and blue otherwise.
Definition (Column property).
We say that a rational matrix
has the column property (CP) if there exists a partition of
such
that:
-
(1)
-
(2)
(note that it doesn’t make a difference whether the span is the -linear
or -linear
span)
Example.
-
(1)
can take ,
,
hence it does have the column property.
-
(2)
Van der Waerden matrix from (2) in the previous example: take
and ,
which shows that it has the column property.
-
(3)
,
take
so it has column property.
-
(4)
does not have column property.
-
(5)
has column property if and only if .
-
(6)
doesn’t have the column property.
Aim:
Today we will look at a single equation, i.e. a single row matrix.
If we have a
matrix, then
is partition regular if and only
if is also partition regular.
So we may assume that .
Observation: has the column
property if and only if there exists a set
of non-zero elements such that
().
Also note that we may assume that .
We are going to show that if
partition regular then it has the column property, which is equivalent to
() in
this case.
Remark.
Even in this case, neither direction of Rado’s Theorem is easy.
Definition.
Let
and a
prime. Then we can write
with .
Denote by .
Proof.
Let be a huge
prime, . I give to the
number the colour
. Then by assumption,
there exists of the
same colour such that .
In symbols, let ,
. When we sum
and we look
at the last digit ,
we get , where
is the colour
of our s.
Then . Then
(and
note is
non-empty). □
Remark.
To this day, there are no other known proofs of this proposition.
Currently looking at: single equation, i.e. vectors ,
.
Showed that if is
partition regular then it has the column property (recall that in this one dimensional case, having the column property is the
same as there exists
such that ).
The other direction:
We want to take a vector
with
and show that it is partition regular.
For we know that it is
partition regular if and only if .
For length ,
is the only non-trivial case
with column property. Note
is Schur’s theorem.
Lemma 2.3.
Assuming that:
Then for any finite colouring of , there
exists a monochromatic solution to .
Remark.
We in fact show that whenever
is -coloured
(), then
we have a monochromatic solution.
Proof.
If
then nothing to show.
If
then ,
so these are equivalent.
Assume ,
,
.
Seek solution to .
Let
be a finite colouring. Prove this by induction on .
trivial.
Assume this is true for
and we want to show it for .
Assume
is suitable for .
We show that
is suitable for .
We now have
-coloured.
There exists a monochromatic arithmetic progression of length ,
say
of colour red. Let us look at ,
where .
Note ,
so “it is in our set of coloured numbers”.
If
is also red, then
is a monochromatic solution.
If no such
exists, then
is
coloured. So there exists
such that
and .
Then ,
i.e.
is a monochromatic solution. □
Remark.
-
(1)
This is “manually” same proof for Strengthened Van Waerden.
-
(2)
is Schur’s theorem (which you can prove by Ramsey). The general case ()
does not seem to be a proof “by Ramsey”.
Theorem 2.4 (Rado’s Theorem for single equation).
Assuming that:
Proof.
We saw in Proposition 2.2 that if it is partition regular then it has the column property.
For the other direction, we know that
and we need to show that given
such that there exists monochromatic
such that .
Fix and
we “cook up” the following vector:
|
Need
monochromatic such that ,
which is the same as requiring .
Upon dividing by ,
we see that this is the same as
which is true by Lemma 2.3. □
Remark.
Rado’s Boundedness Conjecture: Let
be an
matrix that is not partition regular. In other words, there exists a bad -colouring
for some .
Is this
bounded, i.e. ?
This is known for matrices
(Fox, Kleitman, 2006).
colours suffices in this case.
Onto the general case for Rado’s Theorem.
Recall that for a prime
and ,
.
Also recall .
Proposition 2.5.
Assuming that:
Proof.
Let
be its columns. Fix
prime.
Colour
as we did before, by .
By assumption there exists monochromatic
such that .
Let us partition
as
where
if and only if ,
,
for
if and only if .
We do this for infinitely many .
Because there exist finitely many partitions, for infinitely many primes
we will
have the same blocks.
-
For :
,
say all have colour ,
i.e. .
Then
(by collecting the right-most terms in base ).
Since this holds for infinitely many ,
we have that
for infinitely many primes (the large primes), and hence we have that .
-
.
Then
().
Claim: .
We will show that given
such that
got sll .
Then
which finishes the proof as this implies .
Take the inner product of ()
with .
Get
which is equivalent to .
Since this happens for infinitely many ,
we get .
□
A crucial notion that puts things into perspective is:
Definition (-set).
An -set
( the number of
generators, the range of
coefficients, the leading
coefficient) with
is the set of the following form:
|
We call these the
rows of the
-set.
Remark.
An -set
is sort of a progression of progressions.
Example.
-
1.
-set:
generators .
Have ,
then .
This is an arithmetic progression of length
with its common difference.
-
2.
-set:
,
then .
This is an arithmetic progression of length
with
times its common difference, and its middle term is divisible by .
Theorem 2.6.
Assuming that:
-
in
-
a finite colouring of
Proof.
By the above remark, it is enough to find a -set
set such that each row is monochromatic.
Let
be large enough (enough in order to apply everything to follow). Let
.
By Van der Waerden, there exists a monochromatic arithmetic progression of length
, with
is large
enough.
|
has colour .
Let .
Now we restrict attention to
|
Observe that
where ,
is in
for any
and any .
Thus has colour .
Next: look inside :
|
Apply Van der Waerden to find an arithmetic progression of length
, of
colour .
Let
|
of colour ,
and let
|
Note that for any
and .
Then
is in ,
thus has colour .
Keep on doing this
times. Restrict to
generators (by setting some
to ).
□
Remark.
For the sake of exams (and also in general):
Being “super” pedantic about
and bounds is not that important.
The idea is important.
Theorem 2.7 (Finite Sums Theorem).
Let
be fixed. Then whenever we finitely colour ,
there exist
such that
is monochromatic.
Also known as Folkman’s Theorem
Proof.
The previous theorem implies this: any -set
contains a set of the above desired form. □
Also: what about products? If
then induce
by .
By the above for
you get
such that is
constant.
Question: Can we always fine
(when finitely coloured) such that the set
|
is monochromatic?
This is very open …even ,
i.e. .
Remark.
-
(1)
If you insist on an infinite set ,
then you can find a bad colouring (Some new results on monochromatic sums and products over
the rationals [Hindman, Ivan, Leader]).
-
(2)
If we ask this question over
– true (Alweiss, 2023+).
-
(3)
It is also true that
is partition regular over
(2023, Bowen and someone)
Proposition 2.8.
Assuming that:
Then there exists
such that any
-set
contains a solution to
.
Proof.
Let be
the columns of .
Then there exists
a partition of
such that
|
For all ,
we have
|
with .
For each ,
let
|
Rewriting the above we get
for all .
We will take .
Let
be some integers. Let .
Claim is a
solution, i.e. .
Indeed:
Look at .
Have . Let
be the common
denominator of all the s.
Then
Also have that is a
solution. Our (for the
-set) is indeed the common
denominator of the ,
and .
□
Proof of Rado’s Theorem.
Want to prove
is partition regular if and only if it has the column property.
If
is partition regular, then by Proposition 2.5, it has the column property.
For the other direction, let
be a finite colouring of .
Also, since
has column property there exists
such that
solutions in any -set.
By Theorem 2.6 there exists a monochromatic -set
with respect to .
But this gives a monochromatic solution to .
□
Remark.
From the proof, we get that if
is partition regular for the “”
(right-most position in base )
colourings then in fact
is partition regular for any colouring. There is no direct proof of this (i.e. that does not go via the Rado’s
Theorem proof).
Theorem 2.9 (Consistency Theorem).
Assuming that:
This says that if you can solve
monochromatically and you can solve
monochromatically, then there exists
of the same colour such that ,
.
Remark.
You can show this by hand (but much harder).
Theorem 2.10.
Assuming that:
Proof.
. Assume for
all that there exists
that is partition regular,
but has no solution in .
Look at
This is partition regular too, hence it has a monochromatic solution of colour say .
Then
has a solution in ,
contradiction. □
Rado’s conjecture (1933)
Rado conjectured that if ,
then one is also partition regular.
Proved in 1973 by Deuber – introduced -sets.
Showed that is partition regular
if and only if it contains an -set
for all .
He then showed that given ,
there exists such that
whenever an -set is
-coloured, there exists
a monochromatic -set
(this indeed solved the conjecture).
2.2 Ultrafilters
Aim:
Theorem 2.11 (Hindman’s Theorem).
Assuming that:
Then there exists infinitely many
such that
|
is monochromatic.
This is the first infinite partition regular system in the course.
Definition (Filter).
A filter is a non-empty collection
of subsets
of
satisfying:
-
(a)
.
-
(b)
If ,
,
then
(‘upset’).
-
(c)
If ,
then
(closed under finite intersections).
Example.
-
(1)
is a filter.
-
(2)
is a filter.
-
(3)
is a filter, called the cofinite filter.
-
(4)
.
This is not a filter, since the intersection
is ,
which is not in .
-
(5)
is a filter.
Definition (Ultrafilter).
An ultrafilter is a maximal filter.
Example.
-
1.
,
,
then
will contain ,
so ,
but
so we cannot extend
by adding
to it. So
is maximal. This is called the principal filter at .
-
2.
In the examples above: (1) is an ultrafilter, (2) is not as (1) extends it, (3) is not as (5) extends it,
and (5) is not as
extends it.
Proposition 2.12.
is an
ultrafilter if and only if for all ,
either
or is in
.
Proof.
-
If I try to extend
by adding in some ,
then since ,
we would also have to have ,
which violated one of the properties of being a filter.
-
Suppose
is an ultrafilter and there exists
such that
are not in .
By maximality, if
is not in then
there exists
such that .
Indeed, suppose not. Then
|
extends it (the only way this can fail to be a filter is if ,
which would require a
such that ).
Then ,
so ,
contradicting the initial assumption. □
Remark.
If is an
ultrafilter and ,
. Then
either
or is in
. Indeed, suppost
not. Then ,
hence ,
i.e. is in
. Hence
, a
contradiction.
Proposition 2.13.
Assuming that:
Proof.
By Zorn’s lemma, it is enough to show that any chain of filters extending
has an upper bound.
Let be a chain of
filters containing ,
i.e. for all
either
or . Let
. Need
to show
is a filter:
-
(1)
since
for each .
-
(2)
If
and
then
for some ,
and then we have
for this same
(as
is a filter), so .
-
(3)
If
then say ,
.
Since
is a chain, we can suppose without loss of generality that .
Then ,
so ,
so .
and also clearly
extends . So
is an
upper bound. □
Definition ().
The
set of ultrafilters on
is called . We define
a topology on
as the one induced by the following base of open sets
We can see that
and
because if
and only if .
Open sets are .
Closed sets are
(using the fact that ).
Proposition 2.14.
is a compact Hausdorff space.
Proof.
is Hausdorff: Let
be two ultrafilters. Then there exists
such that .
Then
(and
is open), and ,
hence
(and
is open). Note .
So indeed
is Hausdorff.
is compact: want to show that every open cover has a finite subcover. This is equivalent to showing that
if a collection of closed sets has the property that no finite subset covers ,
then the whole collection doesn’t cover .
This is equivalent to showing that if you have a collection of closed sets such that they have the finite
intersection property (for any
finite, ),
then their intersection is non-empty.
Further, in the first sentence we can without loss of generality that the open sets are basis sets (i.e. of the
form ),
and carrying this forward tells us that we may assume that the closed sets in the last sentence are of the
form ,
or equivalently, of the form .
We are given some closed, non-empty sets in .
Without loss of generality, they are all
for some .
Suppose
with the finite intersection property. First note ,
hence .
So let .
is a
filter because:
-
(1)
-
(2)
-
(3)
If ,
,
then
hence .
Let be an ultrafilter
extending .
Note: if and
only if .
Hence .
Thus is
compact. □
Remark.
-
(1)
can be viewed as a subset
or a subset of .
The topology on
comes from restricting the product topology on
and also
is a closed subset of ,
hence it is compact by Tychonoff’s theorem.
-
(2)
is the biggest compact
Hausdorff space in which is
dense. In other words, if is
compact and Hausdorff and ,
there exists a unique
continuous that extends ,
i.e.
makes the diagram
commute.
-
(3)
is called the Stone-Cěch
Compactification of .
Notation.
Let be
a statement and
an ultrafilter. We write
to mean
(“ holds for
(-)most
”).
Example.
-
(1)
If
is principal, then ñ
so .
-
(2)
If
is not principal then let’s consider .
This says .
If not true, then ,
i.e. .
Then
hence for some ,
,
so
is principal, contradiction.
Proposition 2.15.
Assuming that:
Then
-
(i)
if and only if
and
-
(ii)
if and only if
or
-
(iii)
is false if and only if
Proof.
Let ,
.
-
(i)
if and only if
and
-
(ii)
if and only if
or
-
(iii)
if and only if
□
Warning.
is not necessarily
the same as (there is even a
counterexample in the case !).
Example.
Let be a
non-principal ultrafilter. Let .
Then:
-
is true (since
is always true)
-
is false (since
is always false)
Moral.
Don’t swap quantifiers!!
Cool fact: we can “add” ultrafilters.
Definition (Addition of ultrafilters).
Let
be ultrafilters. Then we define
|
Proof that
is a filter:
Hence
is a filter.
Now check that it is an ultrafilter:
Suppose ,
i.e.
is false. By Proposition 2.15(iii) applied twice, this is equivalent to
. Hence
.
So is
indeed an ultrafilter.
Remark.
The addition of ultrafilters is associative, i.e.
To show this, we claim
if and only if
By similar reasoning, one can also show
if and only if the above holds, hence
if and only if ,
which establishes the desired equality.
Let . So
. Let
. TODO
Last piece of the puzzle: is
left continuous: we show that
is continuous (for any fixed ).
Proof.
Note (for
some ) if and only
if , which happens
if and only if .
This is equivalent to saying
which is equivalent to ,
so the pre-image is open. □
Recall: is compact
Hausdorff, with a dense
subset, is left continuous,
associative, and
is non-empty.
Goal: want
such that ,
i.e. idempotent.
Proposition 2.16 (Idempotent lemma).
There exists
such
that .
Proof.
(Warning: we will use Zorn’s lemma :O)
Start with
such that .
Seek ,
non-empty, compact and minimal with the property that
(hope to show
is a singleton).
Proof of existence: there exists such a set, namely
itself. Look at all such
– this set is not empty. By Zorn’s lemma, it is enough to show that if
is a collection of such sets that is also a chain, then
has this property also (,
is compact).
Compact: We are in a compact Hausdorff space, so a subspace is compact if and only if it is closed.
Since the
are closed we have that
is closed, hence
is compact.
Why ?
Let ,
for all .
Then
for all ,
hence
for all ,
hence .
So .
Also
is non-empty:
have the finite intersection property (as they are a chain). Since they are closed, we get that the
intersection is non-empty.
Therefore, by Zorn’s lemma, there exists a minimal ,
which is non-empty, compact such that .
Pick .
Look at
and we want to show that this is .
Claim: .
Proof: .
Check:
So by minimality .
In particular, there exists
such that .
Consider .
Claim: . Since
, it’s enough to show
(by minimality) that is
compact, non-empty and .
Indeed:
-
non-empty:
-
compact as
is the pre-image of a singleton (which is compact hence closed), thus closed, thus compact.
-
for :
,
,
so
hence .
So .
By minimality, .
So ,
hence .
□
Remark.
-
(1)
The finite subgroup question: can we find a non-trivial subgroup of ?
For example, ,
,
?
Solved by Zeleyum (1996) – No!
-
(2)
Can an ultrafilter “absorb” another ultrafilter? That is,
such that all ,
,
,
are equal to ?
Totally open (until it was show that the answer is yes)!
Proof of Hindman’s Theorem.
(If
is finitely coloured, there exists
such that
is monochromatic).
Let
be the colour classes ()
and
an idempotent ultrafilter.
Claim:
for some
(this is because ultrafilters are prime: whenever we have a finite union lying in the ultrafilter we have at
least one of the components lying in the ultrafilter, else have
for each ,
hence ,
but this is ,
contradicting the fact that ).
Let . Therefore
we have .
Then:
-
(1)
-
(2)
-
(3)
gives that .
Then (1) and (2) and (3) give:
Now fix
such that
Assume we have found
such that
Then have .
-
(1)
-
(2)
-
(3)
.
Then (1), (2) and (3) give:
|
Thus fix .
Have .
Then done by induction. □
Remark.
-
(1)
Very few other infinite partition regular equations are known. In particular, there does not exist a
“Rado-type” theorem of iff.
-
(2)
The consistency theorem no longer holds.
|
is partition regular (special case of Milliken-Taylor theorem). It was shown in 1995 that
and
are incompatible.
-
(3)
Trivially from Hindman,
is partition regular. Any proof of this without Hindman? Not known!
3 Euclidean Ramsey
Launched in 1970 by Erdős, Graham, Montgomery, Rothchild, Spencer and Straus.
Here we want actual copies of some objects.
Colourings of .
Let us -colour
. Then have 2 points of distance
of same colour (consider
equilateral triangle of side length ).
If we -colour
, we can also get 2 points of
distance , by considering a regular
tetrahedron of side length .
In general, if we -colour
, then by looking at the
unit regular simplex ,
then any have
distance
between them, so we get 2 points having the same colour and being unit distance apart.
Definition (Isometric copy).
We say
is an isometric copy of
if there exists
bijection such that .
Definition.
We say that a set (finite)
is Ramsey (Euclidean Ramsey) if for all
there exists a finite set
( could be very big)
such that whenever is
-coloured, there exists a
monochromatic copy of .
Example.
-
(1)
is Ramsey: for -colours,
take a -dimensional
unit simplex.
-
(2)
Unit equilateral triangle is Ramsey: for -colours,
can take -dimensional
unit simplex.
-
(3)
Similarly have that any
is Ramsey.
-
(4)
Similarly any regular simplex is Ramsey.
Remark.
-
(1)
If
is infinite, then can build a -colouring
of
with no monochromatic
(exercise).
-
(2)
We took for -colours
to be in .
Can we do better? For ,
can we do it in ?
Colour .
Need
dimensions or higher.
What about ?
Can we do it in ?
Yes we can:
This shows
(max where
is a graph
on iwth
if and
only if ).
Up until 1990,
(by using hexagonal colouring idea).
De Grey – 2018: showed
using a graph on
vertices. Uses nice ideas and computer assistance.
In general, .
Lower bound is hard – by Frankl-Wilson. Upper bound is by a type of hexagonal colouring, by
Posy.
Proposition 3.1.
is Euclidean
Ramsey if and only if for all ,
there exists such
that whenever is
-coloured, there exists a
monochromatic copy of .
Proof.
-
If
is Euclidean Ramsey then take
finite in
(for -colours).
-
We know that for all -colourings
of , there exists a
monochromatic copy of
(by compactness). Suppose not. Therefore, for any set
finite in
, there exists a bad colouring (i.e.
not a copy of monochromatic).
Space of all -colourings
is ,
which is compact by Tychonoff. Let
|
This is a closed set. Let .
It has the finite intersection property, because any finite
has a bad -colouring.
Hence the intersection of all
is non-empty. Hence there exists a colouring of
with no monochromatic ,
contradiction. □
How can we generate Ramsey sets?
Lemma 3.2.
Assuming that:
Remark.
-
is Ramsey, and so is .
So
rectangles are Ramsey. In particular, any right angled triangle is Ramsey.
By considering ,
we can acute angled triangles:
Proof.
Let
be a colouring of ,
where
is -Ramsey
for
and
is -Ramsey
for .
We -colour
as
follows:
|
By choice of ,
there exists a monochromatic
(copy of )
with respect to ,
i.e.
for all
and any .
Now -colour
via
for some
(which is well-defined by the above). By the choice of ,
there exists monochromatic
with respect to ,
and hence
is monochromatic with respect to .
□
Homework: Convince yourself that this is a very standard product argument.
Remark.
-
(1)
In general to prove sets are Ramsey we will first embed them into other sets (with ‘cool’ symmetry
groups) and show that those sets are Ramsey.
-
(2)
Spoiler:
Next time: non-Ramsey. (think about ?)
Proposition 3.3.
is not Ramsey.
Proof.
Recall in
we have
|
Every copy of
is with
(in any
). We
have
|
If we can find a colouring of
such that there does not exist a monochromatic solution to .
Then use .
We -colour
by .
Suppose all
have colour .
Then
implies
where
is a multiple of .
This is impossible as .
□
Remark.
-
(1)
For all ,
there is a -colouring
of
that stops every copy of
from being monochromatic.
-
(2)
Very important in ,
we got this
to not be .
-
(3)
It will turn out that the property that made
not Ramsey is “it does not lie on a sphere”.
Definition (Spherical).
A set
is called spherical if it lies on the surfcace of a sphere.
For example, a triangle, a rectangle, any simplex (non-degenerate).
Definition (Simplex).
Let be
some points. They form a simplex if
are linearly independent. In other words, they do not lie in a
-dimensional
affine space.
Aim: If is
Ramsey, then
is spherical.
To do so, we will use a “generalised parallelogram law”.
Lemma 3.4.
in
are not spherical if
and only if there exists ,
not all ,
such that:
-
(1)
-
(2)
-
(3)
In the previous proof, we took
and
being the value in (3).
Proof.
-
are not spherical. The first two conditions say that
is not a simplex: so there exists
(not all )
such that
or .
First we note that (1)–(3) are invariant under translation by
:
-
since
-
Let us look at a minimal subset of
that is not spherical. If we can show this for without loss of generality
() then
take for
all .
Let .
This is spherical by minimality. Suppose the sphere radius is
, and
centred at .
By the above, translate the set such that
is centred at . Since
are not spherical, it is not a
simplex. Hence there exists
such that .
Then
|
Without loss of generality .
This is fine because the same ’s
work after translations ((1)–(3) is totally invariant under translations). Then
|
as .
-
Suppose there exists as in
the statement, and assume
are spherical, centred at ,
radius .
Translate the set so that they are centred at the origin (this preserves all conditions and does not vhange the
value of ).
Let .
Then
so
are not spherical. □
Corollary 3.5 (Generalised parallelogram law).
Let
be non-spherical.
Then there exists
not all with
and there
exists such
that .
Very important: This is tru for every copy
of (with the
same
and !).
Choosing the as
in Lemma 3.4. If
is a copy of
then as we have seen we can translate and the
and are
unaffected, and .
After that apply that corresponds
to rotation / reflection, and ,
so (3) holds.
Theorem 3.6.
Assuming that:
Proof.
Suppose
is not spherical. Then there exists
(not all )
such that
and .
Also true for any copy of .
Going to split
into
for small .
Then colour depending on where
lies.
Let’s prove that there is a colouring of
such that does not have a
monochromatic solution. Let .
By rescaling, we may assume .
Now we split
into intervals
where
is very small. Let
|
A -colouring.
Assume
monochromatic under
and such that .
Hence the sum is within
of an integer, so not ,
if
small enough. □
We have showed Ramsey implies spherical.
What about spherical implies Ramsey?
Still an open question (1975).
What is known:
-
(1)
Triangles are Ramsey, simplices are Ramsey, (old stuff). In 1991, Kriz showed that a regular
pentagon is Ramsey and that any regular -gon
is Ramsey. His proof is unbelievably clever!
Aim: To show tht
a regular -gon
is Ramsey.
Roughly speaking:
-
(1)
First find a copy of
such that
and
are monochromatic.
-
(2)
Use a product argument to get a copy of
(with very large), such that the
colouring is invariant under .
e.g.
-
(3)
The above plus some clever stuff to find a copy of
on
which
is monochromatic.
Definition (-invariant).
For a finite , we say
that a colouring of is
-invariant if it is invariant under
chaning the coordinates within .
i.e. for ,
if
either
or
implies
.
Proposition 3.7 (Our product argument).
Assuming that:
Then for all , there
exists finite such
that whenever
is -coloured there
exists a copy of
that is -invariant.
“boosting from -constant
to -invariant.”
Proof.
(Yawn, product argument…)
We will by induction on
(and all
at once).
is just the assumption.
Suppose true for .
Fix . Let
be a finite set such
that whenever
is coloured, there
exists an -invariant
copy of .
a finite set such
that whenever
is -coloured, there
exists a copy of
with
monochromatic.
Claim:
works for .
By definition of ,
if we look at , a
-colouring. Thus
there exists a copy of
with
monochromatic.
This induces a colouring of
as follows: for
some (note
is well-defined).
This is a -colouring.
Therefore by the choice of ,
there exists a copy of
that is -invariant.
Then we are done as this copy of
in is
-invariant.
□
Next time:
Theorem 3.8 (Kriz Theorem).
Every regular
-gon is
Ramsey.
Note.
We will show that we can find
monochromatic, which is a copy of ,
but scaled by
(which is fine as
is constant).
Proof.
,
where the numbers are the names of points.
We find a copy of
of the form
|
We will show by induction on
and all at once that
we can find a copy of
with
monochromatic.
is
trivial as it is just a point.
is 2
points at a specified distance (which we showed is Ramsey).
Assume true for and
all . By Our product
argument, there exists
and such that we have
a (copy) on which the
colouring is -invariant
on (for any
). We will
choose
to be as big as we want.
The clever bit:
We will colour
sets in
say as
follows.
is a
colouring of
.
As
can be taken as big as needed, by Ramsey there exists a
-monochromatic set. By relabeling,
we may assume that this set is
coordinates.
Now we look at the following:
with this we note that the colour of
is the same as the colour of .
Now look at: ,
, …,
. monochromatic
copy of .
They all have the same colour (ignoring this). □
Remark.
Same proof works for any cyclic set: i.e. a set
such that the map
(modulo )
is a symmetry of the set.
Or equivalently, there exists a cyclic transitive symmetry group on
.
Example.
Given by rotation
and reflection. Generates order .
This is Ramsey.
The following discussion is non-examinable (until told otherwise).
A soluble group is “built” up from cyclic groups.
Theorem (Kriz).
If hs a soluble,
transitive symmetry group, then
is Ramsey.
Rival conjecture to the spherical conjecture (2010, Leader, Russell, Walters):
is Ramsey if
and only if
is subtransitive (subtransitive means that it can be embedded in a transitive set, i.e. it can be embedded in a
set that has a transitive isometry group).
Why are they rival?
spherical does not imply sub-transitive.
sub-transitive does imply spherical: let
be sub-transitive. Embed into
transitive. There exists a unique minimal sphere containing
, which
is preserved by the isometry group.
For spherical doesn’t imply sub-transitive: the kite.
This is not sub-transitive.
What happens if the kite is Ramsey? It would disprove the 2010 conjecture. If not Ramsey, it would disprove
the original conjecture.
It is believed that the transitive conjecture is true.
It could also be the case that neither is true :?.
End of non-examinable discussion.
˙
Index
arithmetic progression
colour-focused
combinatorial line
cofinite filter
column property
-point
parameter set
Ramsey
filter
focused
homothetic copy
-set
proof by compactness
partition regular
principal
simplex
spherical
ultrafilter