%! TEX root = FC.tex % vim: tw=50 % 01/02/2025 12PM \subsubsection*{Ordinals} ``$x$ is an ordinal'' means $x$ is transitive and $(x, \in)$ is a well-order. We know: being well-founded is not expressible in first-order logic (see \es{1}). Because all transitive models satisfy Foundation, we have that if $M$ is transitive, then \[ M \models \text{$x$ is transitive} \wedge (x, \in) \text{ is linearly ordered} .\] characterises ordinals. But this is clearly in $\delz$. So: being an ordinal is \gls{abs} for transitive models. Thus $M \cap \Ord = \{x \in M : M \models \text{$x$ is an ordinal}\}$. This is transitive, thus there is $\alpha \in \Ord$ such that $\alpha = M \cap \Ord$. Also \gls{abs}: \begin{itemize} \item ``$x$ is a successor ordinal'' ($\exists y \in TODO$) \item ``$x$ is a limit ordinal'' \item ``$x$ is a non-zero limit ordinal'' \item $x = \omega$ TODO \end{itemize} \subsubsection*{Cardinals} ``$x$ is a cardinal'' if and only if \[ \text{$x$ is an ordinal} \wedge \forall f, \forall y \in x, f : y \to x \implies \text{$f$ is not a surjection} \] Note that $\forall f$ is not bounded (while $\forall y \in x$ is bounded). Observe: this is $\pio$ and therefore \gls{dabs}. \begin{remark*} \phantom{} \begin{enumerate}[(1)] \item We may not \emph{want} this to be \gls{abs}. If it was, we couldn't change cardinal behaviour. \item We can't obviously bound $\forall f$, since the natural bound would be \[ \{h : h \to y \to x\} \] or \[ \mathcal{P}(y \times x) .\] These, however, are not (yet??) on our list of \gls{abs} concepts. \item Not that neither (1) nor (2) is an argument, since there could be an equivalent formula that is $\delz$. \end{enumerate} \end{remark*} \subsection{Non-absoluteness} Assume that $M \models \zfc$ is transitive and countable. Then \[ M \cap \Ord = \alpha < \omega_1 .\] However, $M \models \zfc$ implies $M \models \text{there are uncountable cardinals}$. Let $\beta < \alpha$ be such that $M \models \text{$\beta$ is the least uncountable cardinal}$. But $\beta$ is a countable ordinal, so not a cardinal. \textbf{Consequence:} All cardinals in $M$ except $\aleph_0$ are going to be fake. So ``$x$ is a cardinal'' can't be \gls{abs}. \begin{note*} This also shows that ``$x = \mathcal{P}(y)$'' cannot be \gls{abs}: Take $y$ such that $M \models y = \mathcal{P}(\omega)$. Then $y \subseteq \mathcal{P}(\omega)$, but is countable since $y \subseteq M$. Thus $y \neq \mathcal{P}(\omega)$. Therefore ``$x = \mathcal{P}(y)$'' is not \gls{abs}. \end{note*} Recall the general proof strategy mentioned before: \begin{quote} If $M$ is a countable transitive set such that $M \models \ZFC$, then there is a a countable transitive set $N \supseteq M$ such that $N \models \ZFC + \neg \CH$. \end{quote} \textbf{Question:} Is this really solving the original problem? i.e. $\Con(\zfc) \implies \Con(\zfc + \neg \ch)$. \glsnoundefn{ctm}{countable transitive model}{countable transitive models}% It's not obvious that $\Con(\zfc)$ implies that there is a countable transitive model (ctm) of \zfc. \textbf{Answer:} That's not only not obvious, but fake. Let's prove that $\Con(\zfc)$ $\not \implies$ there is a \gls{ctm} of \zfc. Why? Note that $\Con(\zfc)$, or $\Con(T)$ for any $T$ is $\delz$. So, it's absolute for transitive models. So if $M$ is a \gls{ctm} of \zfc, then $\Con(\zfc)$ is true, so by \gls{abs}ness, $M \models \Con(\zfc)$. So $M \models \zfc + \Con(\zfc)$. This contradicts G\"odel's Incompleteness Theorem. We can get a proof of \[ \Con(\zfc) \implies \Con(\zfc + \neg \ch) \] via a trick (\es{1}). \begin{fclemmastar}[Cohen Lemma] Assuming: - $T \subseteq \zfc$ Then: there is finite $T^* \subseteq \zfc$ such that if $M$ is a \gls{ctm} of $T^*$, then there is $N \supseteq M$ such that $N$ is a \gls{ctm} of $T + \neg \ch$. \end{fclemmastar} This reduces the problem to: Find \glspl{ctm} of $T^*$ for sufficiently large finite $T^* \subseteq \zfc$. \begin{fcdefnstar}[Hierarchy] \glsnoundefn{hier}{hierarchy}{hierarchies}% We call an assignment $\alpha \mapsto Z_\alpha$ a \emph{hierarchy} if \begin{enumerate}[(i)] \item $Z_\alpha$ is a transitive set \item $\Ord \cap Z_\alpha = \alpha$ \item $\alpha < \beta \implies Z_\alpha \subseteq Z_\beta$ \item $\lambda \text{ limit} \implies Z_\lambda = \bigcup_{\alpha < \lambda} Z_\alpha$ \end{enumerate} If $\{Z_\alpha : \alpha \in \Ord\}$ is a hierarchy, we can define $Z \defeq \bigcup_{\alpha \in \Ord} Z_\alpha$. This is a proper class as $\Ord \subseteq Z$. We also define $\rho_Z(x) \defeq \min \{\alpha : x \in Z_\alpha\}$, a notion of \emph{$Z$-rank}. \end{fcdefnstar} Paradigmatic example: von Neumann hierarchy $V_\alpha$, and $V$ is the entire universe. \begin{fcthm}[Levy Reflection Theorem] \label{lrt} % [L\'evy Reflection Theorem] Assuming: - $Z$ is a hierarchy - $\varphi$ is a formula Then: there are unboundedly many $\theta$ such that $\varphi$ is absolute between $Z_\theta$ and $Z$. \end{fcthm} \begin{fcprop}[Tarski-Vaught Test] \label{tvt} Assuming: - $\mathcal{M}$ is a substructure of $\mathcal{N}$ Then: \begin{iffc} \lhs $\mathcal{M}$ is an elementary substructure \rhs for any formula $\phi(v, \ol{w})$ and $\ol{a} \in M$, if there is $b \in N$ such that $\mathcal{N} \models \phi(b, \ol{a})$, then there is $c \in M$ such that $\mathcal{N} \models \phi(c, \ol{a})$. \end{iffc} \end{fcprop} \noproof TVT${}_\Phi$: Let $M \subseteq N$ and $\Phi$ be a collection of formulas closed under subformulas. Then the following are equivalent: \begin{enumerate}[(i)] \item All formulas in $\Phi$ are absolute between $M$ and $N$. \item For all $\varphi \in \Phi$, the \emph{TV-condition} holds: if $\varphi = \exists x \psi$, then for all $\ol{y} \in M$ if there is $a \in N$ sucht hat $N \models \psi(a, \ol{y})$, then there is $b \in M$ such that $N \models \psi(b, \ol{y})$. \end{enumerate}